This
Committee should appreciate that the Court of Appeals for the
Third Circuit has been, for the fifty-plus years that I have
followed or participated in its work, a centrist legal
institution. An important reason why that is so is that many
years ago, that Court adopted the requirement that all opinions
intended for publication must (prior to filing) be circulated by
the opinion writer, not only to members of the three-judge
panel, but also to the other active judges on the Court. The
purpose of this internal operating rule was to permit each
active judge not only to comment about the opinion writer’s
treatment of Third Circuit and Supreme Court precedent, but also
to vote to take the case en banc for rehearing by the
full court if the judge thought the opinion was outside the
bounds of settled precedent. Thus, the level of interaction
among the Third Circuit appellate judges has for a half-century
been unusually high.
This
Committee should also appreciate that appointment to an
appellate court where one has life tenure is a transforming
experience. I remember a former judicial colleague saying to me
once, after several years on the bench, “John, what other job in
the world is there in which you can look in the mirror while
shaving and say to yourself, all I have to do today is the right
thing according to the law.” A good judge puts aside interests
of former clients, interests of organizations one may have
belonged to, and interests of the political organization that
may have been instrumental in one’s appointment. I personally
experienced that transformation, and I witnessed it repeatedly
in judicial colleagues who joined the court after I did.
These two
points--the unusual internal cohesion in the Third Circuit Court
of Appeals, and the transformative experience of serving on a
court protected by life tenure--suggest to me that Committee
members in determining whether to vote in favor of confirming
Judge Alito should concentrate not on what he thought or said as
a Princeton undergraduate, or as a young lawyer seeking
advancement as an employee of the Department of Justice, but
principally, if not exclusively, on his record as an Article III
Appellate Judge.
If you look,
as you should, at that fifteen-year record as a whole, you
cannot in good conscience conclude that Judge Alito will bring
to the Supreme Court any attitude other that the one held by my
colleague who thought important thoughts about judging every
morning while shaving. He has consistently followed the
practice of carefully considering both Supreme Court and Third
Circuit precedents. Very few of the opinions he has written for
a unanimous panel or for a panel majority have moved his
colleagues among the active judges to vote to take the case en
banc. The cases in which he participated that produced
dissenting opinions by him or from him, all, it seems to me,
were close cases in which either the law or the evidentiary
record were such that equally conscientious judges could quite
reasonably disagree about the outcome.
Take, for
example, cases presenting challenges to state regulation of
abortion; a hot-button topic for many people and organizations
opposing Judge Alito’s nomination. There are four in which he
participated. In Elizabeth Blackwell Health Center for Women
v. Knoll. Judge Alito voted to uphold a ruling by the
Pennsylvania Department of Health and Human Services that
Pennsylvania could not burden Medicaid funding for abortions in
case of rape or incest with difficult verification
requirements. He also concurred in Alexander v. Whitman,
applying the Supreme Court’s abortion caselaw to a challenge to
the constitutionality of New Jersey’s Wrongful Death and
Survival Statute that denied recovery on behalf of stillborn
fetuses. In Planned Parenthood of Central New Jersey v.
Farmer, Judge Alito voted to invalidate New Jersey’s
partial-birth abortion statute because the statute could not be
reconciled with the Supreme Court’s caselaw holding a similar
Nebraska statute unconstitutional. Thus, in three of four cases
he voted against state-imposed limits on access to abortion.
In the
fourth case, Planned Parenthood of Southeastern Pennsylvania
v. Casey, Judge Alito dissented from a majority opinion
holding unconstitutional Pennsylvania’s spousal consent
provision for an abortion. It is that dissent upon which
opponents of his confirmation seek to focus the Committee’s
attention. Those opponents stridently urge that the Planned
Parenthood v. Casey dissent clearly places Judge Alito so
far out of the mainstream of Constitutional law that his
confirmation will endanger Constitutional protection of civil
rights across the board.
In your
consideration of that dissent, I suggest that you should take
into account these points: first, at the time the Third Circuit
considered the Pennsylvania spousal consent statute, the Supreme
Court had not yet decided whether states could impose such a
requirement; and second, the Court of Appeals majority
invalidated the statute. Had the Supreme Court simply denied
certiorari, that invalidation would have remained in place.
Instead, at least four justices voted to grant certiorari. If
the issue of the statute’s Constitutionality was so
overwhelmingly clear, why was certiorari granted to endorse the
Third Circuit majority position? Clearly Planned Parenthood
v. Casey was, at the time the Court of Appeals acted, a case
over which conscientious judges could reasonably disagree.
Otherwise, the Supreme Court would simply have denied
certiorari. Nothing in the Supreme Court’s caselaw dealing with
abortion relieves appellate judges in intermediate appellate
courts from the duty of making a conscientious effort to fit a
case before them within that caselaw. The four abortion cases
in which he participated show that this is exactly what Judge
Alito did.
Another
opinion that has caught the attention of those clamoring for
Judge Alito’s scalp is his dissent in United States v. Rybar,
in which he would have held that the Supreme Court decision in
United States v. Lopez prohibited Congress from
regulating mere possession of a machine gun. The majority
opinion upheld the statute. Unlike Casey, the Supreme
Court did not review the case. Thus the question of the reach of
Lopez was left open, and when the issue reached the Ninth
Circuit, in United States v. Stewart (2003), it adopted
Judge Alito’s dissenting position. Some opponents of his
confirmation have relied on that dissent in suggesting that
Judge Alito is a captive of the right wing gun lobby. This
Committee, after actually reading Lopez, Rybar,
and the Ninth Circuit case, cannot in good conscience find the
dissent to be anything more than a good-faith effort to somewhat
unenthusiastically apply the perhaps unfortunate Supreme Court
precedent of Lopez. Indeed, in his Rybar
dissenting opinion Judge Alito suggested how Congress could cure
the Lopez violation.
The extent
to which opponents of Judge Alito’s confirmation largely ignore
his overall fifteen-year record as a judge suggests, at least to
me, that the real target for many of the vitriolic comments on
the nomination is less him than the Executive Branch
Administration that nominated him. The Committee members should
not think that I support Judge Alito’s nomination because I am a
dedicated defender of that Administration. On the contrary, I
and my firm have been litigating with that Administration for a
number of years over its treatment of detainees held at
Guantanamo Bay, Cuba and elsewhere, and we are chagrined at the
positions being taken by the administration with respect to
those detainees.
It seems not
unlikely that one or more of the detainee cases we are handling
will be before the Supreme Court again. I do not know the views
Judge Alito holds respecting the issues that may be presented in
such cases. I would not ask him, and if I did he would not
tell me. I am confident, however, that as an able legal scholar
and a fair-minded justice, he will give the arguments, legal and
factual, that may be presented on behalf of our clients careful
and thorough consideration without any predisposition in favor
of the position of the Executive Branch. That is more than the
detainees have received from the Congress of the United States,
which recently enacted legislation stripping federal courts of
habeas corpus jurisdiction to hear many of the detainees’
claims without even holding a committee hearing.
Justice
Alito is a careful, thoughtful, intelligent, fair-minded jurist
who will add significantly to the Court’s reputation as the
necessary expositor of Constitutional limits on the political
branches of the government. He should be confirmed.