Analysis By Senator Patrick Leahy Ranking Member, Senate
Judiciary Committee - Continued
VI. PRIOR JUDICIAL IMPEACHMENTS FOR
PERJURY
Just ten years ago, the Senate voted to
convict two Federal judges on charges of perjury. The Managers read those
precedents to mean that perjury, if proved, is always an impeachable offense --
that Presidents ought not be held to a lower standard of impeachability than
judges. While the failure of proof in this case obviates the need to resolve the
precedential effect, if any, that judicial impeachments may have on the
impeachment of a President, the Managers’ simplistic,
"one-size-fits-all" approach is unsound.
Perjury is not included in the impeachment
section of Article II of the Constitution, even though, as Manager Buyer noted,
the Framers were familiar with the crime. Treason is the defining crime in the
Constitution -- it is a crime against and undermining the very existence of the
Government. Bribery is also expressly included -- no officer of the United
States can continue if he is corrupted by accepting a bribe to do something
other than faithfully execute his public duties. Perjury may, if proved, provide
a basis for impeachment, but only if it is determined to be within "other
high Crimes or Misdemeanors."
In the recent judicial impeachments, the
lies at issue were aimed at concealing gross abuses of official power. Judge
Alcee Hastings lied to conceal his participation in a conspiracy to fix cases in
his own court. Judge Walter Nixon lied to conceal his corrupt efforts to
influence a state prosecutor to drop a case. Significantly, Judge Nixon had been
convicted by a Federal jury and was serving a 5-year prison sentence at the time
he was impeached and removed; he simply could not continue to function as a
Federal judge and perform his duties.
House Managers have also referred to the
impeachment of a third judge, Judge Harry Claiborne, but he was impeached for
filing a false tax return and not perjury per se. In
any event, as with Judge Nixon, Judge Claiborne had been convicted after a jury
trial and was serving a federal prison term when he was impeached.
By contrast, President Clinton is not
accused of lying to conceal public misconduct. He is accused of lying to conceal
the "nature and details" of an extramarital affair -- an affair that
he admitted had occurred.
Beyond this, there are very basic
differences in terms and functions between Federal judges and the President.
Judges are appointed for life. Presidents are elected for fixed terms and
accountable in political terms. A President can be subject to review by the
people if he runs for reelection. Moreover, removing an appointed Federal judge,
while extremely serious, implicates none of the momentous, anti-democratic
consequences of removing an elected President.
Another difference between Federal judges
and the President is that, under the Constitution, only the former "hold
their Offices during good Behaviour." The proposition, however, that this
clause creates a different constitutional standard for removal of judges than
for removal of the President or other civil officers is dangerous. Such an
interpretation would invite attacks on the independence of the federal judiciary
and undermine the balance among the three co-equal branches of our federal
government. Indeed, Alexander Hamilton opined in Federalist No. 79 that
impeachment was the only provision for removal "which we find in our own
Constitution in respect to our own judges."
The past few years have seen unprecedented
attacks on controversial decisions by Federal judges. Should such decisions be
deemed malfeasance by the party in control of Congress, then impeachment
proceedings against judges who render unpopular decisions could provide a
platform for endless political posturing. More importantly, this would chill the
independent operation of our Federal judiciary.
As Professor Michael Gerhardt has
explained, the good behavior clause does not mean that Federal judges may be
impeached on the basis of a lower standard than the President, but it does
suggest that they may be impeached "on a basis that takes account of their
special duties or functions." A judge who lies under oath is uniquely unfit
to continue in an office that requires him to administer oaths and sit in
judgment. It is perfectly appropriate for the Senate when sitting as a court of
impeachment to take into account the type of duties that the impeached official
is called upon to perform and whether the charges, if proved, clearly impair the
official’s ability to perform those duties. The outcome of this analysis
may very well differ depending on the job of the impeached official.
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VII. "FINDINGS OF FACT"
FALLACIES
As the impeachment trial wore on, without
any prospect of a conviction and removal, a popular Republican exit strategy was
to force a preliminary vote on so-called "findings of fact" that the
President committed perjury and obstructed justice, to be followed by a second
vote on removal. I opposed this initiative because, in my view, it reflected a
basic misunderstanding of the Senate’s constitutional function when
sitting as a court of impeachment.
The Senate’s constitutional role is
to determine whether to convict the President of an impeachable offense and
remove him from office. This is a unitary question, requiring a unitary answer.
In recognition thereof, the Senate has rules prohibiting dividing articles of
impeachment.
A presidential impeachment trial is not an
appropriate forum for "finding" that a public official has committed a
crime. Crime and punishment are issues expressly reserved by the Constitution to
our criminal courts, where an accused is entitled to due process rights far in
excess of the minimal procedural protections being accorded the President in the
Senate trial. In the current case there are also additional complicating factors
since the Senate made up its procedures as it went along and the specific
charges against the President have constantly shifted.
Impeachment is not about punishing the
officeholder but about protecting the public. Senator George Edmunds of Vermont
explained in 1868 that "[p]unishment by
impeachment does not exist under our Constitution. . . . [The accused] can only
be removed from the office he fills and prevented from holding office, not as
punishment, but as a means merely of protection to the community . . . ."
Our focus must be on whether the conduct with which the House has charged
President Clinton has been proven and warrants his removal from office to
protect the public.
Branding the President is not the function
of impeachment. On the contrary, a congressional finding of guilt for criminal
conduct would be an illegitimate exercise in shaming the President and an abuse
of the impeachment process in support of a future criminal prosecution, which
recent leaks from prosecutor Starr’s office confirm he is considering.
A preliminary vote on guilt in the form of
"findings of fact" would set the dangerous precedent that a Senate
impeachment trial could be used for the purpose of criticizing conduct that the
constitutionally-required number of Senators did not believe was impeachable.
The last protection against impeachment by an opposing party with majority
control of Congress would be eviscerated. This would trivialize the
constitutional impeachment process and invite future illegitimate impeachments.
"Findings of fact" that the
President committed the acts charged in the Articles would be tantamount to
conviction on the impeachment Articles themselves and more accurately described
as "findings of guilt" without the remedy prescribed by the
Constitution. As a matter of constitutional law and Senate practice, such
"findings" cannot and should not be separated from the vote on
removal. Article II, section 4 of the Constitution provides that, upon
conviction by the Senate, the President "shall be removed from
Office." By making removal mandatory upon conviction, the Constitution
precludes the Senate from taking the politically-expedient, oxymoronic route of
convicting without removing.
Proponents of the Republican proposals
pointed to eighteenth century precedents long ago repudiated. In the first three
judicial impeachment trials that ended in conviction, the Senate, having voted
to convict, took a separate vote on removal from office. But in each case, the
first vote required a two-thirds supermajority, as specified by the
Constitution, not a simple majority as is now proposed. Moreover, the Senate
rejected this early precedent in 1936; since then, it has been the understanding
of the Senate that removal follows automatically from conviction. The lack of
solid precedent for "findings of fact" speaks volumes.
This unprecedented exit strategy was
opposed by Republicans and Democrats who did not want to circumvent the
Constitution merely to find a convenient end to this impeachment trial. Former
Judge Robert Bork termed these proposals "preposterous readings of the
Constitution as well as utterly impractical." Former Reagan Attorney
General Edwin Meese cautioned that the Senate "should not flirt with
unconstitutional action, especially where conviction and removal of the
President are at stake."
Robert Frost said that the best way out is
always through. In the end, the Senate’s best way out was to fulfill its
proper role in the impeachment process by voting on the Articles.
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VIII. EFFECT ON CHILDREN AND NATIONAL
SECURITY
My consideration of the Articles would be
incomplete without addressing one final point raised by the House Managers about
the effect of our decision. They have cautioned that should this President be
acquitted, the consequences would be dire for our children, military morale, and
the functioning of our judicial system. I reject these doomsday scenarios and
believe that the precedent set by conviction without proof and removal without
constitutional justification would be far more dangerous for our Republic.
For example, when he was asked whether
acquitting the President would endanger the stability of our government, Manager
Hyde responded that it would, because it would set a bad example for our
children. I was surprised by this answer. This is hardly the sort of danger that
the Framers of the Constitution were concerned with when they met in
Philadelphia in 1787. They had just paid a great price to liberate themselves
from a tyrant. They wanted to ensure that their new Chief Executive could not
become a tyrant. They wanted to ensure that he could be removed if he posed a
threat to the democratic system of government that they had fought so hard to
establish. They were not trying to ensure that the President would be a good
role model for the nation’s children.
More importantly, as a father and
grandfather, I work hard to be a role model for my children and grandchild. They
do not need the President to serve that role. They do not have to look to the
Congress to impeach and remove this President to know the difference between
right and wrong.
I trust the parents of America to raise
their children, to explain what the President did was wrong, and to point out
the humiliation and other consequences he has brought on himself and his
presidency for an entire year and for as long as history books are written. I do
not believe that the Constitution calls upon us to remove a duly elected
President for symbolic purposes.
The Managers have also struggled to raise
the specter that a vote of acquittal on the Articles would risk our national
security by undermining the morale of our military, who would appear to be held
to a double standard. I have more faith in our military. If the Managers’
position were correct then we would have seen ill-effects from President
Bush’s pardon of former Defense Secretary Caspar Weinberger, who had been
indicted on several counts, including for lying before a grand jury. But we did
not.
In fact, at that time, Manager Hyde
applauded the decision to pardon Mr. Weinberger, saying, "I'm glad the
president had the chutzpah to do it." Far from censuring this accused
perjurer or deploring the bad example he had set, Mr. Hyde denounced the
Independent Counsel who had brought this "political" prosecution and
stated: "I just wish [us] out of this mess, this six years and this $30-40
million that has been spent [by independent counsel Lawrence E. Walsh]. It's
endless and it is a bottomless pit for money, with no accountability."
The fact that the Constitution sets a high
standard for removal of a President has no bearing on the standard of conduct
applicable to military service. In addition, it does not place the President
above the law. Indeed, all of us in Congress have special immunity under the
speech and debate clause. That has never been argued to place us above the law
nor undermine military morale.
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IX. DELIBERATIONS ON DISPOSITIVE TRIAL
MOTIONS SHOULD BE OPEN
Accustomed as we and the American people
are to having our proceedings in the Senate open to the public and subject to
press coverage, the most striking prescription in the "Rules of Procedure
and Practice in the Senate when Sitting on Impeachment Trials" has been the
closed deliberations required on any preliminary question or motion, and now on
the final question whether the Articles of Impeachment should be sustained or
rejected.
The requirement of closed deliberation,
more than any other rule, reflects the age in which the rules were originally
adopted in 1868. Even in 1868, not everyone favored secrecy. During the trial of
President Johnson, the senior Senator from Vermont, George F. Edmunds, moved to
have the closed deliberations on the Articles transcribed and officially
reported "in order that the world might know, without diminution or
exaggeration, the reasons and views upon which we proceed to our judgment."
The motion was tabled.
In the 130 years that have passed since
that time, the Senate has seen the advent of television in the Senate Chamber,
instant communication, distribution of Senate documents over the Internet, the
addition of 46 Senators representing 23 additional States, and the direct
election of Senators by the people in our States.
Opening deliberations would help further
the dual purposes of our rules to promote fairness and political accountability
in the impeachment process. I supported the motion by Senators Harkin, Wellstone
and others to suspend this rule requiring closed deliberations and to open our
deliberations on Senator Byrd’s motion to dismiss and at other points
earlier in this trial. We were unsuccessful. Now that the Senate has approached
final deliberations on the Articles of Impeachment, I had hoped that this
secrecy rule would be suspended so that the Senate’s deliberations would
be open and the American people could see them. In a matter of this historic
importance, the American people should be able to witness their Senators’
deliberations.
Some have indicated objection to opening
the Senate’s final deliberations because petit juries in courts of law
conduct their deliberations in secret. Analogies to juries in courts of law are
misplaced. I was privileged to serve as a prosecutor for eight years before I
was elected to the Senate. As a prosecutor, I represented the people of Vermont
in court and before juries on numerous occasions. I fully appreciate the
traditions and importance of allowing jurors to deliberate and make their
decisions privately, without intrusion or pressure from the parties, the judge
or the public. The sanctity of the jury deliberation room ensures the integrity
and fairness of our judicial system.
The Senate sitting as an impeachment court
is unlike any jury in any civil or criminal case. A jury in a court of law is
chosen specifically because the jurors have no connection or relation to the
parties or their lawyers and no familiarity with the allegations. Keeping the
deliberations of regular juries secret ensures that as they reach their final
decision, they are free from outside influences or pressure.
As the Chief Justice made clear on the
third day of the impeachment trial, the Senate is more than a jury; it is a
court. Courts are called upon to explain the reasons for decisions. Furthermore,
to the extent the Senate is called upon to evaluate the evidence as is a jury,
we stand in different shoes than any juror in a court of law. We all know many
of the people who have been witnesses in this matter; we all know the Managers
-- indeed, one Senator is a brother of one of the Managers -- and we were
familiar with the underlying allegations in this case before the Managers ever
began their presentation.
Because we are a different sort of jury,
we shoulder a heavier burden in explaining the reasons for the decisions we make
here. I appreciate why Senators would want to have some aspects of our
deliberations in closed session: to avoid embarrassment to and protect the
privacy of persons who may be discussed. Yet, on the critical decisions we are
now being called upon to make on our votes on the Articles themselves, allowing
our deliberations to be open to the public helps assure the American people that
the decisions we make are for the right reasons.
In 1974, when the Senate was preparing
itself for the anticipated impeachment trial of former President Richard Nixon,
the Committee on Rules and Administration discussed the issue of allowing
television coverage of the Senate trial. Such coverage did not become routine in
the Senate until later in 1986. In urging such coverage of the possible
impeachment trial of President Nixon, Senator Metcalf (D-MT), explained:
"Given the fact that the party not in
control of the White House is the majority party in the Senate, the need for
broadcast media access is even more compelling. Charges of a ‘kangaroo
court,’ or a ‘lynch mob proceeding’ must not be given an
opportunity to gain any credence whatsoever. Americans must be able to see for
themselves what is occurring. An impeachment trial must not be perceived by the
public as a mysterious process, filtered through the perceptions of third
parties. The procedure whereby the individual elected to the most powerful
office in the world can be lawfully removed must command the highest possible
level of acceptance from the electorate."
Opening deliberation would ensure complete
and accurate public understanding of the proceedings and the reasons for the
decisions we make here. Opening our deliberations on our votes on the Articles
would tell the American people why each of us voted the way we did.
The last time this issue was actually
taken up and voted on by the Senate was more than a century ago in 1876, during
the impeachment trial of Secretary of War William Belknap. Without debate or
deliberation, the Senate refused then to open the deliberations of the Senate to
the public. That was before Senators were elected directly by the people of
their State, that was before the Freedom of Information Act confirmed the right
of the people to see how government decisions are made. Keeping closed our
deliberations is wholly inconsistent with the progress we have made over the
last century to make our government more accountable to the people.
Constitutional scholar Michael Gerhardt
noted that "the Senate is ideally suited for balancing the tasks of making
policy and finding facts (as required in impeachment trials) with political
accountability." Public access to the reasons each Senator gives for his
vote on the Articles is vital for the political accountability that is the
hallmark of our role.
I likewise have urged the Senate to adjust
these 130-year-old rules to allow the Senate’s votes on the Articles of
Impeachment to be recorded for history by news photographers. This is a
momentous official and public event in the annals of the Senate and in the
history of the nation. This is a moment of history that should be documented for
both its contemporary and its lasting significance.
Open deliberation ensures complete
accountability to the American people. Charles Black wrote that presidential
impeachment "unseats the person the people have deliberately chosen for the
office." The American people must be able to judge if their elected
representatives have chosen for or against conviction for reasons they
understand, even if they disagree. To bar the American people from observing the
deliberations that result in these important decisions is unfair and
undemocratic.
The Senate should have suspended the rules
so that the Senate’s deliberations on the final question of whether to
convict the President of these Article of Impeachment were held in open session.
After this impeachment trial is over, I urge the Senate to re-examine the rule
on closed deliberations in impeachment trials and revise the rule to reflect the
open and accountable government that is now the pride and hallmark of our
democracy.
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X. CONCLUSION
The House Managers have warned that should
the President be acquitted we will set a dangerous precedent and damage the
"rule of law." I strongly disagree. Instead, we will have set the
following important precedent for the future: that partisan impeachment drives
are doomed to failure.
It is up to the Senate, now, to restore
sanity to this process, exercise judgment, do justice and act in the interests
of the nation. We all knew before the trial began that history will judge us on
whether this case was resolved in a way that serves the good of the country, not
the political ends of any party. I commend my colleagues in the Senate and in
particular Majority Leader Lott and Minority Leader Daschle for working hard to
maintain bipartisanship and fairness in our proceedings.
In all the references to the first
presidential impeachment trial, a little-known historical fact has been
overlooked. After the unsuccessful effort to remove him from office, former
President Johnson returned to serve this country as a United States Senator. I
look forward to the day when the Senate has concluded the impeachment of
President Clinton and the Senate can close its work as an impeachment court and
turn to the other important work we face as Senators.
Endnotes
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